A Brief Guide To the Study of Islam: Anthropology and Soteriology

IV. Human Nature

The first revelation to Muhammed contained the central theme of subsequent Muslim reflection on humanity. "Recite, O man, whom Allah created from a blood clot". Humans are creatures, this first and foremost, and they are recipients of revelation from their creator, Allah. From this basic beginning Islamic reflections on human nature can be said to derive from four sources: the stories about Adam and Eve as they are found in the Quran and Arab traditions contemporary with the Quran, the life of Muhammed as it came to be told in the Muslim community, various statements and terms found in the Quran and Hadith, and Greek philosophy as understood and developed in Muslim circles. These are not necessarily integrated into a coherent anthropology, but present rather a spectrum of ideas which theologians and ordinary Muslims draw on in expressing their own understanding of humanity. The story of Adam and his companion Hawa speak primarily to the issue of God's purpose for humankind and its destiny. These stories relate to soteriology by placing humanity in a temporal framework whose beginning, descent from the Garden to earth, is complimented by its end, the restoration of the faithful to the Garden. The stories of Muhammed not only flesh out the details of an exemplary human life, they address through the concept of Prophethood the spiritual mystery of how a finite creature can be immutably linked with the transcendent God. They give a concrete basis for reflection on the quality of humanity which makes it possible to conceive of an eternity of perfect obedience and communion with God. Finally the Muslim discovery of Greek philosophy provided a detailed view of the metaphysical world which would and could stimulate mystical reflection on the path to oneness with God that complimented the temporal account of human ends. As importantly it provided the basis for an Islamic psychology which explains the human in relation to the divine mind on one hand, and in relation to other animate creatures on the other.

A. The Creation and Fall of Humankind

The earliest Muslim understanding of the human nature was based on the Quran, especially in its account of the creation of Adam and Eve (Adam andHawa ), a story which was current in Arabia in several elaborated forms, both Jewish and Christian. The Quranic story is distinctive in several respects. Adam is created in order to consciously and willingly worships God, not because God needs worship, but because this gives Adam his unique identity. Adam was the highest of all creatures. He possessed the knowledge of all things in creation (and hence the ability to name them, which the angels lacked). In recognition of this the Quran says that God required the angels to bow down to Adam, precipitating the rebellion of Iblis. Adam is also the first of the prophets (nabi ), for he received the first revelation from God. Adam is called in the Qurankhalifah , or vice-regent, meaning that it belongs to him and his progeny to both use creation for their benefit and to develop it according to God's will (2:30).

In somehadith Adam is said to be made "in the image of God". This has been suggestive for Muslims, especially for mystics, of the spiritual journey each person should undertake. Orthodox Muslim commentators are clear in saying that unlike God Adam has no creative power, only the power to submit to or to disrupt God's created order. Perhaps most critically Adam and his progeny are characterized with the termfitrah , a word which suggests that their whole being is in accord with God's creative purpose. Although there are differences of opinion among Muslim commentators as to the spiritual and legal implications offitrah , all emphasize that humans are by nature capable of knowing and obeying the will of God. Indeed one Quranic verse (7:172), which also emphasizes human responsibility, states that God confronted all of the souls of all potential humans, and that they acknowledged Allah as their Creator, thus they have no excuse at the judgement for having failed to recognize him as such.

The story of the temptation of Adam and Eve in Paradise, and their subsequent eating of the forbidden fruit, is interpreted as a mistake (dhanb ) in the Islamic tradition (2:35, 7:1-ff). Significantly when the pair is confronted by Allah they say, "We have wronged ourselves." (7:23) It is Iblis who bears responsibility for their loss of Paradise, while they suffer the consequence of their mistake by being cast down to the Earth. This leads to their punishment, and equally to their repentance, and then a more mature understanding of Allah as the ultimate reality. The event defines what Muslims see as the fundamental human fault, which is forgetting Allah's command. But while this forgetfulness is regarded as a universal human tendency, it is not the definitive human trait. It is human nature, encouraged by Allah's manifold signs in creation and the near endless succession of prophets, to remember ( dhikr) that Allah has created everything and that every thing should bow before Allah.

B. Human Purpose

The wordIslam, which means "to submit", reveals the central purpose of human life, which is to submit to the revealed purposes of the creator. ThisIslam, along with faith and works of righteousness, are thedin , or religion in the broadest sense, of Muslims. While the exact meaning ofdin in the Quran is complex, and the subject of much discussion by commentators, more recent Muslim theologians have used it to mark the definitive difference betweenIslam and all other religions. They takedin to indicate the absolute fullness of God's purpose for humans in the world. ThusIslam isdin, a "way of life" which indicates everything from personal manners, to social interactions, to political systems, to international relations. It includes architecture and all of the arts as well, and ultimately embraces God's entire plan for the creation, so that it includes God's final judgement of humanity, one of the distinctive meanings of the worddin as found in the Quran.

While this full elaboration ofIslam asdin belongs to our era, in which Islam defines itself over against the retreat of Christianity into a form of private piety in the face of secularization, it is justified historically. Very early on Muslims saw every choice in every situation as an opportunity to either submit to God's plan or abandon it. They sought guidance in the most minute and greatest of human affairs in the Quran and the traditions of the prophet, and later in the ever expanding body offikh or Islamic law.[^3]

While this traditional rules-based approach to Islam as a complete way of life continues to have a powerful attraction for Muslims, there has been a growing consensus thatijtihad , or the reasoning out of God's will in specific instances is necessary for any Muslim in a responsible decision making position. The challenge of ijtihad , as well as the desire to awaken Muslims to think more deeply about their religion, and the desire of Muslims to speak convincingly to a non-Muslim audience, have led to a great deal of modern discussion on the first principles of human responsibility in the Islamic din .

1. Ibadah

The Quran teaches that humans were made foribadah , or conscious, intentional, worship of God (51:56).  This is the active means by which humans fulfill their divinely given vocation. Formally this means carrying out the daily prayers prescribed in the Quran, observing the fasting month, making the pilgrimage to Mecca, and paying thezakat tax. It was also extended in early Islam to include personal prayers and other acts of conventional worship. Islamic reflection on the broader obligations of human beings has stressed that all conscious action should be seen asibadah , and should be governed by reflection on God's laws, the intention to fulfill them, and action in bringing them to fulfillment.

2. Khalifa and Abd

A two termskhalifah andabd, or vice-regent and slave define two important understandings of the human relationship to the earth. This titlekhalifah was originally applied to Adam, as sovereign of the earth. It is taken by many Muslims as a broad description of humanity's specific relationship with the natural world. The Earth is given to humans for their free use according to the Quran. Yet the human's "highest achievement is to obey without question his Master's Will... so that the Divine Will may operate through him without impediment", so humans are alsoabd .[^4] Islamic thinkers thus claim to have a tool for reflection on humans and the world which transcends a supposed western emphasis on domination and exploitation.

3. Ilm, Adl, Dawa, Jihad

Togetheribadah andkhalifa describe the human responsibility to God on one hand and the created order on the other. The Quran and Hadith also emphasize narrower goals of human life which in various ways have inspired Muslims. The search forilm, or knowledge, is enjoined on all humans according to their capacity, and is clearly the antidote to the ignorance which is humankind's most besetting shortcoming. This quest for knowledge is first directed to religious knowledge. Yet it also includes knowledge of the natural world - which is regarded as a sign of Allah - and of the human/social world in which humans must strive to implement God's will.Adl , or justice, is also enjoined upon Muslims as an essential sign of God's intention for creation.Da'wa , or striving to both extend Islam and strengthen it from within, is part of the human vice-regency which seeks to bring all creatures into conformity with Allah's plan.Jihad, or struggle to defend Islam, is likewise part of this human obligation. This short list of principals of human has been extended as Muslims have, at different times, tried to answer the particular challenges facing themselves or their societies. Whether it is through extensive lawmaking or articulation of fundamental principles, Islam strives to guide every aspect of human life in the world and hereafter.

C. The Ideal Human

Adam and Eve are the prototypes of humanity, and the stories of their creation and life in the garden are reminders to Muslims of the glory of humanity intended by God. However, the world of Adam and Eve, however fully elucidated in myth and story, is necessarily distant from the personal and social reality of Muslims. Both, the Quran and the Hadith, as well as numerous subsequent traditions, point to Muhammed himself as the exemplar of human life (33:21, 68:4) And literature about the prophets life,sirah , is the most widely read of Islamic literature and plays a key role in shaping Muslim understandings of the human ideal. Muslim writing about Muhammed rarely spares any superlative in speaking of the perfection of his qualities, and his life, emerging amid the ignorance and debasement of 7th century Arabic culture, is taken as a miraculous proof of his status as God's prophet.[^5]

Among most orthodox Muslims Muhammed is the ideal in terms of behavior, receptivity to God's will, and knowledge. This does not necessarily imply, however, that he has a particular metaphysical status which distinguishes him from the rest of humanity. However, there are widely accepted traditions which go a step further and state the Muhammed was without sin, because God removed it all from his heart, a tradition which for many Muslims allows the claim that Muhammed is equal to Jesus as understood within Islam. Finally, among Sufis in particular, Muhammed is the "Prophetic Substance" incarnate, and thus the origin of all Islamic spirituality.[^6] He isn't merely an example of total obedience in external behavior, he is the door to God, the "concrete and semi-sacramental presence that prefigures the state of salvation or of deliverance and that invites one not to legality or to the social virtues but to self-transcendence and transformation-hence to extinction and to a second birth."[^7] This exalted understanding of Muhammed underscores the fact that in Islam prophethood, which is the abiding link between God and humanity, is central to any understanding of either humankind or salvation.

19thand early 20 thcentury Christian apologists to Islam recognized that the Muslim understanding of Muhammed was crucial to the Muslim reception of teaching about Jesus. In some cases Christians tried to sully the character of Muhammed, hoping to turn Muslims to the supposedly better example of Jesus. In other cases Christians recognized Muhammed's outstanding character, but insisted that his moral flaws disqualified him to be an example. A third approach was to leave aside details of Muhammed's life and simply to stress that his life, unlike that of Jesus, was not perfect, and thus he could not bear the burden of human sin. More recently Kenneth Craig and others have explored the idea that Christians should see Muhammed as a true prophet, and through the exploration of the meaning of prophethood find common ground for discussion between Christians and Muslims. It is certain that so long as the fundamental declaration of Islamic faith is articulated "there is no God but Allah, and Muhammed is his prophet", the person and character of Muhammed will be central not only to discussions of prophecy, but human nature as well.

D. Body, Soul, and Spirit

In the Quran Adam was created when God breathed his spirit (ruh ) into the dirt which he had fashioned into a human form. (15:29, 37:72, 32:9) Jesus was similarly conceived in Mary.(21:91, 66:12) This created anafs, the word used in the Quran for the human self or soul. This self is portrayed as transcending its bodily existence, and survives after the death of the body awaiting God's final judgement and its future in paradise of hell.

For most Muslims this understanding of their own humanity is sufficient, and it is the basis of all orthodox Muslim belief. In the history of Islam, however, both philosophical speculation and efforts to fully understand statements in the Quran about human life led to the development of more complex understandings of human nature. For mystics and others the Quranic suggestion of a link between the human soul and the Divine spirit was elaborated for the purpose of both better understanding human nature and the mystic pilgrimage into oneness with God. Thus thenafs and ruh of the human, representing the horizontal and vertical planes of human existence, can be regarded as competitors for the qalb or heart, wherein the possibility of good and evil lies. Greek philosophy also provided a resource for speculation. Aristotle's distinction between the nutritive, sensitive, and the rational aspects of the soul was used, for example, to help clarify the differences between plants, animals, and humans and jinn Neo-Platonic ideas of the emanation of the soul were used to clarify the understanding of nafs and ruh in terms of the emanation of the soul from Prime Mover or One Absolute Cause. The concept of the animal soul (passively obedient to natural impulses) could complement Quranic references to the "soul which commands", the "soul which blames", and the "soul at peace" to develop a theory of personality and personal decision making. [^8] Al-Sharastani and al-Ghazzali succeeded in integrating Greek ideas with Quranic interpretation in such a way as to have a lasting impact on Islamic thought. However, the dominant Muslim position has been to identify ruh with nafs , seeing humans as sensible bodies interpenetrated by the soul, which is eternal and separable from the body after death. [^9] More elaborate theories of the origin and place of the human soul or spirit have been confined primarily to Islamic mysticism and philosophy.

E. Predestination and Free Will

Like other religions, Islamic philosophy and theology have developed in response to both intrinsic internal questions, and questions posed by the external environment. Due to the apparent contradiction between the Quranic emphasis on Allah's omniscience and omnipotence and complete human responsibility in the face of God's judgement, the issue of human free will became one of the earliest sources of theological debate in Islam. This debate extended naturally into the eternal qualities of Allah, the eternal and changeless Allah's relationship to an apparently changing creation, the meaning of justice, and human psychology.

The relationship betweenqada' (Allah's will, knowledge, or decision) andqadar (its implementation) was central to the debate. The two extremes in the debate; the insistence on complete freedom of the human will (associated with theMutalizites or sometimesQadarians ), and theDjabriya insistence than humans had no part at all in their actions, were eventually excluded as heretical. The mediating view of al-Ash'ari, which came to be regarded as orthodox, maintained that humans bore responsibility for their actions despite the fact that they represent Allah'sqada' andqadar . This was by virtue of their having accepted or become conscious of these actions as their own (iktisab ).  For al-Ash'ari even this consciousness was created by God, but within orthodox Islam there was room for continued debate over how acceptance of God's fore-ordained will as one's own came about.

Some modern Islamic scholars downplay belief in predestination. Abdul Ala Mawdudi, who was one of the most influential Muslim teachers of this century, doesn't mention it as part of Islamic doctrine in his popular bookTowards Understanding Islam , and other modernist thinkers have revivedMutalizite arguments on for free will. But virtually all classical books on Islamic belief, and most modern presentations of Islamic doctrine, list belief in predestination according to the Ash'arite understanding as afundamental Islamic belief , as important as belief in God, the angels, the books of prophecy, the prophets, and the final judgement and life after death.

In some modern Islamic movementsiktisab is regarded as almost a conversion experience, in which a person who thought he or she was acting freely finally submits to the reality of Allah's Lordship, and with this submits to God's revealed law as his or her way of life. It is common in Malaysia, for example, that a convert from nominal to committed Islam to say "I understood the qada' qadar of Allah". The questions which this raises about the psychological meaning of conversion within a deterministic system are no less vexing than those which led to the great Armenian - Calvinist debates in Christianity. Yet for those involved there seems to be a psychological satisfaction which defies armenian reasoning.

F. Human Social Realities

While the Quran vividly awakens its hearers to the reality of God's judgement on their lives, it does not foretell animminent end to the world. It has a wealth of material related to regulating family and social relations. Particularly in thesurahs revealed later in Muhammed's life it emphasizes the maintenance of Muslim families and the development of the Islamic community. Thesunnah (traditions concerning Muhammed's words and acts) greatly extended this teaching, and the subsequent development of Islamic law gave the Muslim community extensive guidance for the forming of human communities which lived within God's will. The details of that guidance are beyond the scope of this essay. More relevant to understanding modern Islam is the challenge which modernity and the globalization of certain social norms has posed to Muslims. Some Muslims have opted for seeking to maintain or recreate traditional Muslim lifestyles, and others have simply adopted to modern lifestyles while reducing Islam to a private religious orientation. The majority, however, have tried to both defend and re-evaluate Islamic teaching on authentic patterns of human life in a way which shows its value and relevance in a contemporary setting. In particular they have addressed contemporary issues of pluralism, gender roles, the family, the breakdown of morality, economic justice, and nationalism.[^10]

1. Pluralism

A central claim of modern Muslims is that Islam's traditional approach to society acknowledged and valued religious, ethnic, and cultural pluralism, while maintaining the essential equality of all humans. (49:13, 5:48) The principle that there is no compulsion in religion (2:256) and the traditional tolerance of Muslim societies for religious minorities is often cited as evidence that Islamic principals should be the basis of a modern pluralistic society. However, these traditional values worked most effectively when different communities could maintain their integrity by isolating a relatively large part of their lives from the larger society. The intrusiveness of the modern state on every aspect of human life, and the globalization of economic and cultural forces seems to make this impossible. While some Muslims seek to use the fundamental value of pluralism to develop new social systems for a modern world, others argue that modernity itself is the problem. Rather than accepting it as inevitable, they believe Muslim should oppose it by re-instituting God's plan for social life as revealed in the Quran and Hadith. They invite non-Muslims to accept their efforts on the basis of what they present as Islam's essentially pluralist outlook.

2. Gender

In the face of criticism that Islamic teaching about gender roles is oppressive to women, modern Muslims have offered two answers. Some have simply affirmed that the traditional Islamic way is, when properly implemented, both fairer and better for women than modern standards for treatment of women. Others have sought to undermine traditionalist Islamic teaching and discover in the Quran and Hadith a basis for equality and justice which is superior to a modern understanding of gender and gender relations.

What sets both groups apart from non-Islamic discussions is the affirmation that relationships between men and women are determined by covenants of rights and responsibilities, and that the marriage covenant is the central realm of sexual relations. Islam, particularly seen in its historical context, is asserted to be revolutionary in the rights and protection offered to women through these covenants. Thus, for example, modern apologists for Islam (including many women) interpret Islamic requirements that women dress modestly not as evidence of male subjugation, but as a means by which women take a responsible attitude towards men's natural sexual urges. Similarly the respectful distance men are enjoined to keep from women outside their family gives women the freedom to be regarded as human beings rather than sex objects. It is precisely these values of mutual respect and responsibility, and these as the basis for developing human relations, which Muslims would like to see replace the emphasis on power as the key determinate of human relations in modern social analysis.[^11]

3. The Family

Probably no issue troubles Muslims more than the breakdown of the family in modern world. In light of this they are astounded at the frequent western accusation that somehow Islam itself is inimical to stable family relations. As in gender relations, they assert that the Islamic provisions are based on rights and responsibilities which realistically meet universal human needs. Marriage itself is a contract in which both parties have specific obligations and rights, and thus there are provisions for maintaining the relationship when these cannot be met, or for breaking it off without either partner being left defenseless and destitute. The provision for polygamy, dowry, and divorce fit into this framework. Modernist Muslims also maintain that Islamic law is flexible enough to deal with changing circumstances. Thus polygamy was allowed as a means of bringing all women into the protective relationship of the family in earlier times, but is sufficiently restricted to prevent modern women from being abused by it. And indeed Muslim states such as Malaysia have greatly restricted polygamy on basically Islamic grounds.

The major emphasis of modern Muslim interpretations of marriage is that it should provide a secure environment for every member of the family. Muslims believe that Islamic teaching accomplishes this better than secular laws precisely because it acknowledges fundamental gender and generation differences, and insists on mutual responsibility among family members. The Islamic system is said to secure each individual in concentric networks of responsibility, beginning with the nuclear family and extending outward through the extended family, local community, and to the entireummah or Islamic society. This, Muslims would say, is superior to the Western system of autonomous individuals reliant on either themselves or the state. While the Islamic viewpoint is certainly open to debate at many levels, it cannot be denied that it has shown a strong appeal for many post-Christian Europeans and Americans, and has given Islamic minorities an enviable solidarity. [^12]

4. Morality and Political structures

For Muslims morality is fundamentally submission to God's laws. The strength necessary to act morally comes from the knowledge of that law, and of the consequences for obedience and disobedience. The willful ignorance of modern people towards the existence of God and God's way for humans destroys the possibility for moral action. True religion generally (for Islam acknowledges that many religions reliably taught God's existence and ways) and Islam specifically are the only answer to this dilemma. Revelation is the only source of religion, and thus the Revelation of Muhammed, the last and most complete, is the way back to individual and social morality.

On these points there is universal assent among Muslims, in the face of any claims that morality emerges out of either enlightened self-interest, consensual agreements on social behavior, or innate human altruism. Muslims recognize the problem of competing claims stemming from different revelations, but argue that in such a case the last and fullest revelation must take precedence. At the same time Islam does recognize the role of both individual judgement (ra'y ) and consensus ( ijma ) in resolving moral problems not directly addressed by God's revelation. The great political issue for modern Islam is determining the line between God's clear revelation and the realm of human decision making, and to suggest public institutions in which a consensus can be reached.

5. Economic Justice

One of the great demands Allah makes in the Quran is foradl , justice, particularly in economic relations. Historically a great attraction of Islam was the uniformity and fairness of its laws regulating trade. These, with a certain flexibility added by legal devices calledhiyal , allowed Muslims to create the widest system of trade relations in the world prior to the age of European colonialism, and to enjoy unprecedented economic prosperity. Imperialism and colonialism, driven by European economic, social, and religious theories which in one way or another justified exploitation of conquered peoples, left much of the Muslim world deeply impoverished, even as they introduced rapid technological change and eventually democratic social theory. To many Muslims twentieth century economic structures have only deepened the poverty of the mass of Muslims, even if a tiny Muslim elite has grown rich on the exploitation of oil and other natural resources. While some Muslims have been attracted to socialism and Marxism as alternatives, the essentially secular and atheist foundations of both are unattractive to most Muslims. Not surprisingly there has been a major movement to re-discover and articulate the principles of Islamic economics in order to offer an alternative to the systems under which Muslims have suffered so terribly. Islamic economics is now a flourishing field of academic inquiry, and in many Muslim nations the government is publicly committed to putting Islamic economic institutions and structures in place. Describing either the principles of Islamic economics or its institutions goes beyond the scope of this essay. However, should Muslim nations gain the power to resist the force of global free-for-all capitalism, or close their doors to it in frustration, Islamic economic systems will become more significant in the future.

6. Ummah and Nation

The Islamic ideal normally distinguishes only between the Islamic and non-Islamic world, thedar a-Islam anddar al-harb. The former is the unified world of Islam; the latter is the realm of struggle to implement Islam. Classically these distinguished geographical realms under Muslim political and military control from those which were not. Such nations as existed in thedar al-Islam were regarded as units of political and administrative expediency and in theory the whole of thedar al-Islam was ruled by the Caliph. As late as the 1920's Muslims around the world looked hopefully at the prospect of Islam and its believers united under some type of political structure. The pan-Islamic movement did not achieve this goal, and the debate over how the world-wide unity of Muslim believers, theummah , should be achieved in an era of nation-states goes on. In part this debate centers on how to create an Islamic state. While some purists among Muslims argue that no modern state can realize Islamic ideals apart from the unity of theummah , there are nonetheless active political movements throughout the Muslim world to transform existing nations into Islamic states under the rule ofsharia law. At the same time dominantly Muslim states have formed organizations and alliances which attempt at some level to foster the overall unity of theummah , and intellectuals continue to theorize about how actual political unity can be attained.

7. The Realization of Islam

We cannot understand modern Muslims if we do not understand that the drive to realize the ideals sketched above is central to their understanding of human fulfillment. Paradise (see below) is the reward for a life of submission to God's will. But for Muslims the authentic fulfillment of that submission should come here on earth, not a distant afterlife. Muslims have never been taught to push their hopes for human authenticity to a future eschaton. And this human authenticity, although it has a distinctive inner dimension, is for Muslims inextricably linked with the implementation of particular personal roles, and family, community, political, and economic structures. Unless Islam changes dramatically Muslims will never be content with less thandin , an all-embracing pattern of life, ordered according to God's or law.